Form D · Hedge Fund
Global Chartist Fund, LLC
New York, NY · CIK 0001531015
Offering snapshot reported Feb 27, 2013 · SEC filing
- Reported sold
- $48.3M Indefinite offering
- Investors reported
- 308 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 17, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$28,810,642 → $48,347,610
- Reported investors165 → 308
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 27, 2013 | Amendment | $48,347,610 | $19,536,968vs Feb 27, 2012 | 308 | SEC filing |
| Feb 27, 2012 | Initial | $28,810,642 | No comparison | 165 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $80.4K
- Finders' fees
- $0
- Form D file number
- 021-173974
For period 1/1/03 (or since inception) through 12/31/12.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Oppenheimer & Co. Inc. | 249 |
Source: Form D, filed Feb 27, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kenneth D. Baronoff | Director |
| Stephen Beach | Executive |
| Evan B. Behrens | Director |
| Steven L. Cohen | Director |
| Deborah Kaback | Executive |
| Bryan Mc Kigney | Director |
| Todd T. Milbourn | Director |
| Joanne Pace | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
85 Broad Street
New York, NY, 10004
New York, NY, 10004