Form D · Private Equity Fund
Global Banking & Financial Services Trust
New York, NY · CIK 0001545560
Offering snapshot reported Jul 27, 2012 · SEC filing
- Reported sold
- $39.1M Offering amount: $39.1M
- Investors reported
- 120 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 19, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 27, 2012 | Initial | $39,100,000 | No comparison | 120 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-181910
The entity listed in Item 12 is not paid by the issuer. It receives commissions or similar sales compensation equal to a percentage of the commitment made by each investor directly from such investor.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Jul 27, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Costabile | Director |
| Deann Morgan | Director |
| Colleen Rusch | Director |
| Steven Suss | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
4 World Financial Center 250 Vesey St, 10 Th Floor
New York, NY, 10080
New York, NY, 10080