Form D · Hedge Fund

GLOBAL ABSOLUTE RETURN TRUST EQUITY EDGE CLASS

Seattle, WA · CIK 0001306406

Offering snapshot reported Aug 16, 2010 · SEC filing

Reported sold: $123M
Investors reported: 1
Minimum accepted: $5M
First sale: Oct 1, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$122,002,965 → $123,367,965

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 16, 2010	Amendment	$123,367,965	$1,365,000vs Aug 18, 2009	1	SEC filing
Aug 18, 2009	Amendment	$122,002,965	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $988K
Finders' fees: $0
Form D file number: 021-70314

This is a continuous offering.

The Sales Commission amount includes and amends the domestic payments made to the Recipient listed in Item 12 since October, 2004.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Citigroup Global Markets, Inc.	7059	Citigroup Global Markets, Inc. · CRD 7059

Source: Form D, filed Aug 16, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLOBAL ABSOLUTE RETURN TRUST - EQUITY EDGE CLASS

Investment adviser: BLACKROCK FINANCIAL MANAGEMENT, INC

Gross asset value: $543K
Beneficial owners: 2
ADV minimum commitment: $5M

Reported in Form ADV on Feb 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UBS FUND SERVICES (CAYMAN), LTD. GRAND CAYMAN KY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP GRAND CAYMAN KY, Cayman Islands

Custodian UBS FUND SERVICES (CAYMAN), LTD. GRAND CAYMAN KY, Cayman Islands Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 967545 · Feb 29, 2016 · Schedule D 7.B.(1), fund 805-5685764085

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A N/A Black Rock Financial Management, Inc.	Executive, Promoter
Lawrence M. Gail	Director
N/A N/A Queensgate Trust Company Ltd.	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

601 Union Street, 56 Floor
Seattle, WA, 98101