Form D · Hedge Fund

GLOBAL ABSOLUTE RETURN TRUST APPRECIATION CLASS

Seattle, WA · CIK 0001306405

Offering snapshot reported Aug 13, 2010 · SEC filing

Reported sold
$158M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Oct 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$78.9M$158MAug 18, 2009: $155,431,984.00Aug 18, 2009Aug 13, 2010: $157,841,947.00Aug 13, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$155,431,984 → $157,841,947

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 13, 2010Amendment$157,841,947$2,409,963vs Aug 18, 20093SEC filing
Aug 18, 2009Amendment$155,431,984No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$699K
Finders' fees
$0
Form D file number
021-70315
This is a continuous offering.
The Sales Commission amount includes and amends the domestic payments made to the Recipient listed in Item 12 since October 2004.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Citigroup Global Markets, Inc.7059Citigroup Global Markets, Inc. · CRD 7059

Source: Form D, filed Aug 13, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Black Rock Financial Management, Inc. Executive, Promoter
Lawrence M. Gail Director
N/A N/A Queensgate Trust Company Ltd. Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
601 Union Street, 56 Th Floor
Seattle, WA, 98101