Form D · Hedge Fund

GLG Emerging Markets Fund LLC

New York, NY · CIK 0001500869

Offering snapshot reported Sep 14, 2012 · SEC filing

Reported sold
$23.7M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Sep 2, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$26.4M$52.9MSep 16, 2010: $1,010,000.00Sep 16, 2010Sep 15, 2011: $52,892,273.00Sep 15, 2011Sep 14, 2012: $23,683,892.00Sep 14, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$52,892,273 → $23,683,892
  • Reported investors9 → 4

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 14, 2012Amendment$23,683,892-$29,208,381vs Sep 15, 20114SEC filing
Sep 15, 2011Amendment$52,892,273$51,882,273vs Sep 16, 20109SEC filing
Sep 16, 2010Initial$1,010,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-147809
Man Investments Inc. ("MII") is an affiliate of GLG Inc. The Fund did not pay sales commissions to MII in this offering. MII compensates its Registered Reps a salary and discretionary bonus, determined by many factors, including assets raised for the Fund

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Man Investments Inc.15770

Source: Form D, filed Sep 14, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLG EMERGING MARKETS FUND LLC

Investment adviser: GLG INC.

Gross asset value
$0
Beneficial owners
9
ADV minimum commitment
$5M

Reported in Form ADV on Dec 20, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG CHARTERED ACCOUNTANTS DUBLIN 2, Ireland
Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

Filing source

Form ADV 773572 · Dec 20, 2013 · Schedule D 7.B.(1), fund 805-7763506451

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jordan Allen Executive
Aniello Bianco Director
Alun Davies Director
John Gisondi Executive
Glg Emerging Markets (Cayman) Ltd. Glg Emerging Markets (Cayman) Ltd. Executive
Glg Emerging Markets Managing Member Llc Glg Emerging Markets Managing Member Llc Executive
Glg Partners Gp Llc Glg Partners Gp Llc Executive
Michael Jackson Director
Orly Lax Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Hsbc Tower 452 Fifth Avenue, 25 Th Floor
New York, NY, 10018