Glendower Access Secondary Opportunities IV (U.S.), L.P.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 5, 2019	Amendment	Yet to sell	No comparison	390	SEC filing
Apr 6, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-309510

Certain private placement clients of Raymond James & Associates, Inc. ("Raymond James") are required to pay (i) an upfront placement fee directly to Raymond James, and (ii) an ongoing annual fee to the fund (which is then paid to Raymond James).

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Raymond James & Associates, Inc.	705	Raymond James & Associates, Inc. · CRD 705

Source: Form D, filed Apr 5, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P.

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value: $243M
Beneficial owners: 397
ADV minimum commitment: $250K

Reported in Form ADV on Sep 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer IEQ CAPITAL, LLC FOSTER CITY, California, United States Related to adviser: No

Marketer JAFFE TILCHIN INVESTMENT PARTNERS, LLC TAMPA, Florida, United States Related to adviser: No

Marketer JANNEY MONTGOMERY SCOTT LLC NEW YORK, New York, United States Related to adviser: No

Marketer JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC FLORHAM PARK, New Jersey, United States Related to adviser: No

Marketer RAYMOND JAMES FINANCIAL SERVICES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No

Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No

Marketer WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

IEQ CAPITAL, LLC
CRD 301819 · SEC 801-115278

JAFFE TILCHIN INVESTMENT PARTNERS, LLC
CRD 143608 · SEC 801-67720

JANNEY MONTGOMERY SCOTT LLC
CRD 463 · SEC 801-7258

JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
CRD 155392 · SEC 801-132626

RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD 6694 · SEC 8-17983

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

WEDBUSH SECURITIES INC.
CRD 877 · SEC 801-6358

Filing source

Form ADV 2135827 · Sep 30, 2026 · Schedule D 7.B.(1), fund 805-8626141500

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Thomas Fortin	Executive, Promoter
Glendower Access Secondary Opportunities Iv Gp Llc	Executive, Promoter
Justin Lioi	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Institutional Capital Network, Inc. 60 East 42 Nd Street, 26 Th Floor
New York, NY, 10165

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