Form D · Other Investment Fund
Glen Lennox Phase One, LLC
Charlotte, NC · CIK 0001741053
Offering snapshot reported May 17, 2018 · SEC filing
- Reported sold
- $7.27M Offering amount: $28.5M
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- May 4, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 17, 2018 | Initial | $7,270,000 | No comparison | 14 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c, 3C, 3C.5
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $220K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-312723
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Tobin & Company Securities LLC | 137918 |
Source: Form D, filed May 17, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| M. Scott Brown | Executive |
| Joseph S. Dye | Executive |
| W. Clay Grubb | Executive |
| Henry Lomax | Executive |
| Sherry Long | Executive |
| Robert Miller | Executive |
| Daniel Schumacher | Executive |
| J.E. Taylor, Iii | Executive |
| Todd R. Williams | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
4601 Park Road, Suite 450
Charlotte, NC, 28209
Charlotte, NC, 28209