Form D · Hedge Fund

GLAZER OFFSHORE FUND LTD

Grand Cayman, E9 · CIK 0001461086

Offering snapshot reported May 8, 2019 · SEC filing

Reported sold: $65.6M
Investors reported: 25
Minimum accepted: $100K
First sale: Sep 1, 2001

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 8, 2019	Initial	$65,634,253	No comparison	25	SEC filing
Mar 5, 2018	Amendment	$61,805,036	$0vs Mar 10, 2017	25	SEC filing
Mar 10, 2017	Amendment	$61,805,036	$0vs Mar 14, 2016	25	SEC filing
Mar 14, 2016	Amendment	$61,805,036	$0vs Mar 16, 2015	25	SEC filing
Mar 16, 2015	Amendment	$61,805,036	$1,560,000vs Mar 13, 2014	25	SEC filing
Mar 13, 2014	Amendment	$60,245,036	$23,250,000vs Mar 13, 2013	25	SEC filing
Mar 13, 2013	Amendment	$36,995,036	$2,625,000vs Mar 13, 2012	22	SEC filing
Mar 13, 2012	Amendment	$34,370,036	$6,875,000vs Mar 11, 2011	21	SEC filing
Mar 11, 2011	Amendment	$27,495,036	$19,550,000vs Mar 15, 2010	18	SEC filing
Mar 15, 2010	Amendment	$7,945,036	No comparison	9	SEC filing
Mar 18, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-339142

Source: Form D, filed May 8, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLAZER OFFSHORE FUND, LTD

Investment adviser: GLAZER CAPITAL, LLC.

Gross asset value: $72.4M
Beneficial owners: 7
ADV minimum commitment: $500K

Reported in Form ADV on Apr 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MITSUBISHI UFJ FUND SERVICES HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian DEUTSCHE BANK AG NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian UBS AG STAMFORD, Connecticut, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD
PCAOB 1655

DEUTSCHE BANK AG
LEI 7LTWFZYICNSX8D621K86

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

UBS AG
LEI BFM8T61CT2L1QCEMIK50

UBS SECURITIES LLC
SEC 8-22651

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 1319289 · Apr 29, 2019 · Schedule D 7.B.(1), fund 805-1335530568

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Barlow	Director
David Bree	Director
Ronan Guilfoyle	Director
Riyaz Nooruddin	Director
Tammy Seymour	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Appleby Trust (Cayman) Ltd Clifton House, 75 Fort Street, Box 1350
Grand Cayman, E9, KY1-1108