Form D · Hedge Fund

Glazer Index Plus Fund, Ltd.

Grand Cayman, E9 · CIK 0001844204

Offering snapshot reported Dec 30, 2025 · SEC filing

Reported sold
$154M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$77.2M$154MFeb 8, 2021: $2,425,000.00Feb 8, 2021Dec 30, 2021: $17,385,000.00Dec 30, 2021Dec 30, 2022: $39,164,870.00Dec 30, 2022Dec 29, 2023: $39,350,870.00Dec 29, 2023Dec 30, 2024: $40,256,734.00Dec 30, 2024Dec 30, 2025: $154,420,596.00Dec 30, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$40,256,734 → $154,420,596
  • Reported investors15 → 19

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 30, 2025Amendment$154,420,596$114,163,862vs Dec 30, 202419SEC filing
Dec 30, 2024Amendment$40,256,734$905,864vs Dec 29, 202315SEC filing
Dec 29, 2023Amendment$39,350,870$186,000vs Dec 30, 202214SEC filing
Dec 30, 2022Amendment$39,164,870$21,779,870vs Dec 30, 202114SEC filing
Dec 30, 2021Amendment$17,385,000$14,960,000vs Feb 8, 202111SEC filing
Feb 8, 2021Initial$2,425,000No comparison5SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-388745

Source: Form D, filed Dec 30, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLAZER INDEX PLUS FUND, LTD

Investment adviser: GLAZER CAPITAL, LLC.

Gross asset value
$364M
Beneficial owners
12
ADV minimum commitment
$250K

Reported in Form ADV on Mar 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian BANK OF MONTREAL TORONTO, Canada Related to adviser: No
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian BMO CAPITAL MARKETS CORP. NEW YORK, New York, United States Related to adviser: No
Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No
Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian CANTOR FITZGERALD & CO. NEW YORK, New York, United States Related to adviser: No
Custodian CIBC WORLD MARKETS CORP. NEW YORK, New York, United States Related to adviser: No
Custodian COMMERZ MARKETS LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL NEW YORK, New York, United States Related to adviser: No
Custodian JEFFERIES FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Custodian SOCIETE GENERALE SA PARIS, France Related to adviser: No
Custodian TD SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NOVA SCOTIA TORONTO, Canada Related to adviser: No
Custodian THE TORONTO-DOMINION BANK ONTARIO, Canada Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker CANTOR FITZGERALD & CO. NEW YORK, New York, United States
Prime broker CIBC WORLD MARKETS CORP. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker TD SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

BANK OF AMERICA, N.A.
LEI 84TYDEB6GKMZO031MB27

BANK OF MONTREAL
LEI NQQ6HPCNCCU6TUTQYE16

BARCLAYS BANK PLC
LEI G5GSEF7VJP5I7OUK5573

BMO CAPITAL MARKETS CORP.
SEC 8-34344

BNP PARIBAS
LEI R0MUWSFPU8MPRO8K5P83

BOFA SECURITIES, INC.
SEC 8-69787

CANTOR FITZGERALD & CO.
SEC 8-201

CIBC WORLD MARKETS CORP.
SEC 8-18333

COMMERZ MARKETS LLC
SEC 8-49647

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

JEFFERIES FINANCIAL SERVICES INC.
LEI LEI O26QTPAJC1X7058K

J.P. MORGAN SECURITIES LLC
SEC 8-35008

NOMURA SECURITIES INTERNATIONAL, INC.
SEC 8-15255

RBC CAPITAL MARKETS, LLC
SEC 8-45411

SOCIETE GENERALE SA
LEI O2RNE8IBXP4R0TD8PU41

TD SECURITIES (USA) LLC
SEC 8-36747

THE BANK OF NOVA SCOTIA
LEI L3I9ZG2KFGXZ61BMYR72

THE TORONTO-DOMINION BANK
LEI PT3QB789TSUIDF371261

UBS AG
LEI BFM8T61CT2L1QCEMIK50

UBS SECURITIES LLC
SEC 8-22651

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

CIBC WORLD MARKETS CORP.
CRD 630 · SEC 8-18333

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

TD SECURITIES (USA) LLC
CRD 18476 · SEC 8-36747

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 2080804 · Mar 24, 2026 · Schedule D 7.B.(1), fund 805-3599769322

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Barlow Director, Executive
Vanessa Gilman Director
(Investment Manager For The Issuer) Glazer Capital, Llc Promoter
James Kattan Director
Riyaz Nooruddin Director
Steven Slessor Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ogier Global (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9009