Form D · Hedge Fund

Glazer EM Arbitrage Fund, Ltd.

Grand Cayman, E9 · CIK 0001762323

Offering snapshot reported Feb 1, 2022 · SEC filing

Reported sold: $6.91M
Investors reported: 5
Minimum accepted: $100K
First sale: Feb 25, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$6,800,000 → $6,910,000
Reported investors4 → 5

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 1, 2022	Amendment	$6,910,000	$110,000vs Feb 1, 2021	5	SEC filing
Feb 1, 2021	Amendment	$6,800,000	$700,000vs Jan 31, 2020	4	SEC filing
Jan 31, 2020	Amendment	$6,100,000	No comparison	4	SEC filing
Jan 31, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-331844

Source: Form D, filed Feb 1, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLAZER EM ARBITRAGE FUND LTD

Investment adviser: GLAZER CAPITAL, LLC.

Gross asset value: $2.9M
Beneficial owners: 4
ADV minimum commitment: $1M

Reported in Form ADV on Mar 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MITSUBISHI UFJ FUND SERVICES HALIFAX, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD
PCAOB 1655

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

Filing source

Form ADV 1501959 · Mar 1, 2021 · Schedule D 7.B.(1), fund 805-8222820938

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Barlow	Director
David Bree	Director
Vanessa Gilman	Director
(Investment Manager For The Issuer) Glazer Capital, Llc	Promoter
James Kattan	Director
Riyaz Nooruddin	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Estera Trust (Cayman) Ltd. Clifton House, 75 Fort St., Po Box 1350
Grand Cayman, E9, KY1-1108