Form D · Hedge Fund

Glacier Partners, L. P.

Santa Barbara, CA · CIK 0001381145

Offering snapshot reported Mar 21, 2013 · SEC filing

Reported sold
$10M
Indefinite offering
Investors reported
21
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 15, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.38M$10.8MMar 19, 2009: $10,750,000.00Mar 19, 2009May 12, 2010: $10,121,594.00Apr 21, 2011: $10,121,594.00Jul 6, 2011: $10,121,594.00Jul 8, 2011: $10,121,594.00Apr 11, 2012: $10,000,000.00Aug 15, 2012: $10,000,000.00Mar 21, 2013: $10,000,000.00Mar 21, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2013Amendment$10,000,000$0vs Aug 15, 201221SEC filing
Aug 15, 2012Amendment$10,000,000$0vs Apr 11, 201221SEC filing
Apr 11, 2012Amendment$10,000,000-$121,594vs Jul 8, 201121SEC filing
Jul 8, 2011Amendment$10,121,594$0vs Jul 6, 201128SEC filing
Jul 6, 2011Amendment$10,121,594$0vs Apr 21, 201128SEC filing
Apr 21, 2011Amendment$10,121,594$0vs May 12, 201028SEC filing
May 12, 2010Amendment$10,121,594-$628,406vs Mar 19, 200913SEC filing
Mar 19, 2009Initial$10,750,000No comparisonNot reportedSEC filing
Nov 2, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-96521
The reported amount sold and number of investors represents contributions by all investors in the fund since inception. The current assets under management and current number of investors may be significantly different.

Source: Form D, filed Mar 21, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLACIER PARTNERS, L.P.

Investment adviser: GLACIER ASSET MANAGEMENT, L.L.C.

Gross asset value
$10.5M
Beneficial owners
9
ADV minimum commitment
$250K

Reported in Form ADV on Oct 7, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator YULISH & ASSOCIATES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Filing source

Form ADV 848659 · Oct 7, 2014 · Schedule D 7.B.(1), fund 805-6811408086

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Peter Henry Castellanos Promoter
Henry Peter Castellanos Promoter
N/A Glacier Asset Management, L.L.C. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
735 State Street Suite 203
Santa Barbara, CA, 93101