Form D · Investing

GIM Small Cap Discoveries LLC

Waltham, MA · CIK 0001527962

Offering snapshot reported Apr 11, 2013 · SEC filing

Reported sold
$1.09M
Offering amount: $30M
Investors reported
6
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$544K$1.09MAug 16, 2011: $737,000.00Aug 16, 2011Apr 11, 2013: $1,087,000.00Apr 11, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$737,000 → $1,087,000
  • Reported investors4 → 6

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2013Amendment$1,087,000$350,000vs Aug 16, 20116SEC filing
Aug 16, 2011Initial$737,000No comparison4SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-164523
LLC Interests

Source: Form D, filed Apr 11, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GIM SMALL CAP DISCOVERIES LLC

Investment adviser: GRANAHAN INVESTMENT MANAGEMENT LLC

Gross asset value
$1.8M
Beneficial owners
4
ADV minimum commitment
$100K

Reported in Form ADV on Mar 20, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS CINCINNATI, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ASHLAND PARTNERS & COMPANY LLP CENTRAL POINT, Oregon, United States
Custodian US BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ASHLAND PARTNERS & COMPANY LLP
PCAOB 3783

Filing source

Form ADV 1963743 · Mar 20, 2025 · Schedule D 7.B.(1), fund 805-7759057360

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brian Granahan Executive

Issuer details

Industry: Investing (See others in industry)

Address:
275 Wyman Street Suite 270
Waltham, MA, 02451