Form D · Other Technology

GigPeak, Inc.

San Jose, CA · CIK 0001432150

Offering snapshot reported Apr 12, 2016 · SEC filing

Reported sold
$5M
Offering amount: $5M
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 24, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 12, 2016Initial$4,999,997No comparison1SEC filing
Jan 12, 2010Initial$811,000No comparison11SEC filing
Nov 24, 2009Initial$11,755,941No comparison21SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$250K
Finders' fees
$0
Form D file number
021-261146
Plus reimbursement of out-of-pocket expenses, not to exceed US $20,000

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Cowen and Company LLC7616

Source: Form D, filed Apr 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrea Betti Berutto Executive
Dawn Casterson Executive
C. James Judson Director
Avi S. Katz Director, Executive
Joseph J. Lazzara Director
Darren Ma Executive
John J. Mikulsky Director
Neil J. Miotto Director
Frank Schneider Director
Ron Shelton Executive
Julie Tipton Executive
Kimberly D.C. Trapp Director
Joseph J. Vallner Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
130 Baytech Drive
San Jose, CA, 95134