Form D · Hedge Fund
GIAS Fixed Income Opportunistic US Core Fund LLC
New York, NY · CIK 0001532653
Offering snapshot reported Oct 14, 2011 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 14, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-167323
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Guggenheim Investor Services, LLC | 30096 |
Source: Form D, filed Oct 14, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
GIAS FIXED INCOME: OPPORTUNISTIC US CORE FUND LLC
Investment adviser: GUGGENHEIM INVESTMENT ADVISORS, LLC
- Gross asset value
- $5.04M
- Beneficial owners
- 1
- ADV minimum commitment
- $1M
Reported in Form ADV on Jul 3, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
J.P. MORGAN CLEARING CORP.
SEC 8-43724
Filing source
Form ADV 657258 · Jul 3, 2012 · Schedule D 7.B.(1), fund 805-8015477603
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mike Christ | Executive |
| Dina Di Lorenzo | Executive |
| N/A Guggenheim Advisors, Llc | Promoter |
| N/A Guggenheim Alternative Asset Management, Llc | Executive |
| Phipps Moriarty | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022