Form D · Other Investment Fund
GIAS Commodity Arbitrage Fund, LLC
New York, NY · CIK 0001528201
Offering snapshot reported Apr 3, 2012 · SEC filing
- Reported sold
- $5.86M Indefinite offering
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Oct 1, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 3, 2012 | Initial | $5,855,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-176065
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Guggenheim Investor Services, LLC | 30096 |
Source: Form D, filed Apr 3, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mike Christ | Executive |
| Dina Di Lorenzo | Executive |
| N/A Guggenheim Advisors, Llc | Promoter |
| N/A Guggenheim Alternative Asset Management, Llc | Executive |
| Phipps Moriarty | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Guggenheim Advisors, Llc 135 E. 57 Th Street
New York, NY, 10022
New York, NY, 10022