Form D · Private Equity Fund

GI Partners IV Mid-Market Trust

New York, NY · CIK 0001594026

Offering snapshot reported Jan 29, 2014 · SEC filing

Reported sold: $56.5M
Investors reported: 134
Minimum accepted: $0
First sale: Jan 28, 2014

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 29, 2014	Initial	$56,500,000	No comparison	134	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-210875

The entity listed in Item 12 is not paid by the issuer. It receives commissions or similar sales compensation equal to a percentage of the commitment made by each investor directly from such investor.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Merril Lynch, Pierce, Fenner & Smith Incorporated	7691

Source: Form D, filed Jan 29, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Spencer Boggess	Director
James Bowden	Director
Dominick Carlino	Director
James Costabile	Director
Nancy Fahmy	Director
Keith Glenfield	Director
Ninon Marapachi	Director
Jeff Mc Goey	Director
N/A Merrill Lynch Alternative Investments Llc	Promoter
Gregory Parets	Director
Colleen Rusch	Director
Steven Suss	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

250 Vesey Street 11 Th Floor
New York, NY, 10080