Form D · Hedge Fund

GGI SRI, Ltd.

Grand Cayman, E9 · CIK 0001543330

Offering snapshot reported Mar 12, 2014 · SEC filing

Reported sold
$45.5M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 2, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$32.7M$65.4MMar 12, 2012: $41,600,000.00Mar 12, 2012Mar 12, 2013: $65,397,997.00Mar 12, 2013Mar 12, 2014: $45,500,918.00Mar 12, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$41,600,000 → $45,500,918
  • Reported investors4 → 5

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 12, 2014Amendment$45,500,918$3,900,918vs Mar 12, 20125SEC filing
Mar 12, 2013Amendment$65,397,997$23,797,997vs Mar 12, 20128SEC filing
Mar 12, 2012Initial$41,600,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-174706

Source: Form D, filed Mar 12, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Peter D. Anderson Director
Philip Dickie Director
Howard Guberman Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Citco Fund Services (Cayman Islands) Ltd 89 Nexus Way, Camana Bay, Pob 31106
Grand Cayman, E9, KY1-1205