Form D · Other Investment Fund

GF Mezzanine Fund I, L.P.

Pasadena, CA · CIK 0001453731

Offering snapshot reported Oct 6, 2009 · SEC filing

Reported sold
$110K
Offering amount: $25M
Investors reported
2
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 5, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$55K$110KJun 3, 2009: $100,000.00Jun 3, 2009Jul 28, 2009: $100,000.00Jul 28, 2009Oct 6, 2009: $110,000.00Oct 6, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$100,000 → $110,000
  • Reported investors1 → 2

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 6, 2009Amendment$110,000$10,000vs Jul 28, 20092SEC filing
Jul 28, 2009Amendment$100,000$0vs Jun 3, 20091SEC filing
Jun 3, 2009Amendment$100,000No comparisonNot reportedSEC filing
Jan 12, 2009InitialYet to sellNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$644K (estimated)
Finders' fees
$0
Form D file number
021-125976

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Mentor Securities, LLC147682Mentor Securities, LLC · CRD 147682

Source: Form D, filed Oct 6, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeffrey A. Kluckman Promoter
James S. Robertson Promoter
Ronald F. Valenta Promoter
Christopher A. Wilson Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
39 East Union Street
Pasadena, CA, 91103