Form D · Other Investment Fund
GF Mezzanine Fund I, L.P.
Pasadena, CA · CIK 0001453731
Offering snapshot reported Oct 6, 2009 · SEC filing
- Reported sold
- $110K Offering amount: $25M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Mar 5, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$100,000 → $110,000
- Reported investors1 → 2
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 6, 2009 | Amendment | $110,000 | $10,000vs Jul 28, 2009 | 2 | SEC filing |
| Jul 28, 2009 | Amendment | $100,000 | $0vs Jun 3, 2009 | 1 | SEC filing |
| Jun 3, 2009 | Amendment | $100,000 | No comparison | Not reported | SEC filing |
| Jan 12, 2009 | Initial | Yet to sell | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $644K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-125976
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Mentor Securities, LLC | 147682 | Mentor Securities, LLC · CRD 147682 |
Source: Form D, filed Oct 6, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey A. Kluckman | Promoter |
| James S. Robertson | Promoter |
| Ronald F. Valenta | Promoter |
| Christopher A. Wilson | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Pasadena, CA, 91103