Form D · Other Banking and Financial Services
GEODE CAPITAL HOLDINGS LLC
Boston, MA · CIK 0001269241
Offering snapshot reported Apr 7, 2026 · SEC filing
- Reported sold
- $8.18M Indefinite offering
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 28, 2023 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$5,780,767 → $8,178,617
- Reported investors14 → 18
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 7, 2026 | Amendment | $8,178,617 | $2,397,850vs Apr 11, 2025 | 18 | SEC filing |
| Apr 11, 2025 | Amendment | $5,780,767 | $2,081,675vs Apr 11, 2024 | 14 | SEC filing |
| Apr 11, 2024 | Amendment | $3,699,092 | $760,152vs Apr 11, 2023 | 11 | SEC filing |
| Apr 11, 2023 | Initial | $2,938,940 | No comparison | 4 | SEC filing |
| Mar 31, 2021 | Amendment | $4,044,525 | $3,933,627vs Mar 15, 2018 | 5 | SEC filing |
| Mar 11, 2021 | Amendment | $178,380 | $67,482vs Mar 15, 2018 | 3 | SEC filing |
| Mar 13, 2020 | Amendment | $178,380 | $0vs Mar 14, 2019 | 3 | SEC filing |
| Mar 14, 2019 | Amendment | $178,380 | $67,482vs Mar 15, 2018 | 3 | SEC filing |
| Mar 15, 2018 | Initial | $110,898 | No comparison | 2 | SEC filing |
| Mar 11, 2016 | Amendment | $17,565,484 | $316,182vs Mar 3, 2015 | 22 | SEC filing |
| Mar 3, 2015 | Amendment | $17,249,302 | $375,212vs Apr 8, 2013 | 20 | SEC filing |
| Feb 13, 2014 | Amendment | $17,036,603 | $162,513vs Apr 8, 2013 | 18 | SEC filing |
| Apr 8, 2013 | Initial | $16,874,090 | No comparison | 17 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-478535
Source: Form D, filed Apr 7, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Philip L. Bullen | Director |
| Joseph Ciardi | Executive |
| Michael Ciccone | Executive |
| Sorin Codreanu | Executive |
| Ronald De Poalo | Executive |
| Laura Doherty | Executive |
| Kathryn Dunn | Director |
| Michael K. Even | Director |
| Albert Francke | Director |
| Vincent Gubitosi | Executive |
| John F. Haley, Jr. | Director |
| Lionel Harris | Director |
| Alok Kapoor | Director |
| F. Corning Kenly | Director |
| Jason F. Ketchen | Executive |
| David Lane | Executive |
| Steven Lefkowitz | Executive |
| Caleb Loring, Iii | Director |
| Gerard John Mc Graw | Director |
| Jeffrey S. Miller | Executive |
| Robert Minicus | Director |
| Brad E. Moyer | Executive |
| Matthew J. Nevins | Executive |
| Arlene Rockefeller | Director |
| Eric D. Roiter | Director |
| Edward Shea | Executive |
| Thomas Sprague | Director |
| Jennifer Uhrig | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Boston, MA, 02110