Form D · Investing
Genesis Research & Asset Management, LLC
Hinsdale, IL · CIK 0001512033
Offering snapshot reported Feb 8, 2011 · SEC filing
- Reported sold
- $725K Offering amount: $1M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $75K Reported outside-investor minimum
- First sale
- Apr 1, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 8, 2011 | Initial | $725,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Equity, Debt
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-155005
Although Genesis Research & Asset Management, LLC is listed in Item 12 as the entity to receive sales compensation, the amount it receives for this offering is $0.00.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Genesis Research & Asset Management, LLC | None |
Source: Form D, filed Feb 8, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James M Donahue Ii | Director, Executive, Promoter |
| Timothy M Holmes | Director, Executive, Promoter |
| Ronald S Oldenkamp | Executive, Promoter |
| Matthew A Scharl | Executive, Promoter |
Issuer details
Industry: Investing (See others in industry)
Address:
19 N Grant St
Hinsdale, IL, 60521
Hinsdale, IL, 60521