Form D · Investment Banking
GENESIS OPPORTUNITY FUND I LP
New York, NY · CIK 0001477087
Offering snapshot reported Nov 20, 2009 · SEC filing
- Reported sold
- Yet to sell Offering amount: $6M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 20, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $600K
- Finders' fees
- $0
- Form D file number
- 021-136292
Cash compensation equal to 8% and a non-accountable expense reimbursement equal to 2% of gross amount of securities sold
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Joseph Gunnar & Co. LLC | 24795 |
Source: Form D, filed Nov 20, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph A. Alagna, Jr. | Director |
| Philip Goodman | Director |
| Stephan A. Stein | Director |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
30 Broad Group, Llc 30 Broad Street, 11th Floor
New York, NY, 10004
New York, NY, 10004