Form D · Other Banking and Financial Services
GENESIS FINANCIAL INC
New York, NY · CIK 0001183082
Offering snapshot reported Mar 11, 2020 · SEC filing
- Reported sold
- $1.49M Offering amount: $5M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 1, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 11, 2020 | Initial | $1,485,000 | No comparison | 13 | SEC filing |
| Feb 20, 2018 | Initial | $0 | No comparison | 23 | SEC filing |
| Sep 13, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Dec 9, 2010 | Initial | $213,000 | No comparison | 5 | SEC filing |
| May 14, 2010 | Initial | $105,000 | No comparison | 19 | SEC filing |
| May 4, 2006 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $9.3K
- Finders' fees
- $0
- Form D file number
- 021-362520
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| IBN Financial Services, Inc. | 42360 |
Source: Form D, filed Mar 11, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jim Bjorklund | Director |
| Russel Cameron | Director, Executive |
| John Coghlan | Director, Executive |
| Michael Kirk | Director, Executive |
| Mike Kirk | Director, Executive |
| Gary Larkin | Director |
| Michael Lavigne | Director |
| Clint Lohman | Director |
| Roy Rose | Director, Executive |
| Murray Smith | Director, Executive |
| Virginia Walters | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
445 Park Avenue, Level 9 Suite 922
New York, NY, 10022
New York, NY, 10022