Form D · Business Services

Genesis Employee Benefits, Inc.

Edina, MN · CIK 0001530029

Offering snapshot reported Nov 14, 2011 · SEC filing

Reported sold
$150K
Offering amount: $1.5M
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 23, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$75.1K$150KOct 13, 2011: $150,224.00Oct 13, 2011Nov 14, 2011: $150,224.00Nov 14, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 14, 2011Amendment$150,224$0vs Oct 13, 20113SEC filing
Oct 13, 2011Initial$150,224No comparison3SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$120K (estimated)
Finders' fees
$0
Form D file number
021-167168
Assuming the entire offering is sold with highest commission payable; a warrant may also be issued at a price to be determined.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Mount Yale Securities, LLC126870Mount Yale Securities, LLC · CRD 126870
Northland Securities, Inc.40258Northland Securities, Inc. · CRD 40258

Source: Form D, filed Nov 14, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard J. Allen Director, Executive
Thomas M. Atkins Executive
Joel P. Bachul Director
Robert H. Gales Director, Executive
Philip D. Wolf Director, Executive

Issuer details

Industry: Business Services (See others in industry)

Address:
8000 West 78th Street Suite 320
Edina, MN, 55439