Form D · Other Investment Fund

GENESIS EMERGING MARKETS VEBA TRUST

Nashua, NH · CIK 0001460953

Offering snapshot reported Mar 14, 2013 · SEC filing

Reported sold
$45.7M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$22.9M$45.7MMar 18, 2009Mar 17, 2010: $45,700,000.00Mar 17, 2010Mar 16, 2011: $45,727,000.00Mar 16, 2011Mar 15, 2012: $45,727,000.00Mar 15, 2012Mar 14, 2013: $45,727,000.00Mar 14, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 14, 2013Amendment$45,727,000$0vs Mar 15, 20121SEC filing
Mar 15, 2012Amendment$45,727,000$0vs Mar 16, 20111SEC filing
Mar 16, 2011Amendment$45,727,000$27,000vs Mar 17, 20101SEC filing
Mar 17, 2010Amendment$45,700,000No comparison1SEC filing
Mar 18, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129778

Source: Form D, filed Mar 14, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GENESIS EMERGING MARKETS VEBA TRUST

Investment adviser: GENESIS ASSET MANAGERS, LLP

Gross asset value
$50.8M
Beneficial owners
2
ADV minimum commitment
$15M

Reported in Form ADV on Oct 29, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK & TRUST COMPANY OF NEW HAMPSHIRE NASHUA, New Hampshire, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 763902 · Oct 29, 2013 · Schedule D 7.B.(1), fund 805-7525504724

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul Ballantyne Executive, Promoter
Arindam Bhattacharjee Executive, Promoter
Stephen Birkett Executive, Promoter
Mel Carvill Executive, Promoter
David De Sousa Seaman Executive, Promoter
Andrew Elder Executive, Promoter
Chris Ellyatt Executive, Promoter
Llp Genesis Asset Managers, Promoter
Paul Greatbatch Executive, Promoter
John Hallam Executive, Promoter
Mark Huntley Executive, Promoter
James Juracka Executive, Promoter
Evgeny Kuznetsov Executive, Promoter
Karen Roydon Executive, Promoter
Martyn Ryan Executive, Promoter
Of Nh State Street Bank And Trust Company Director
(As Trustee) State Street Bank And Trust Co Of Nh Director
Catherine Vlasto Executive, Promoter
Yiyong Yang Executive, Promoter
Karen Yerburgh Executive, Promoter
Karen Yverburgh Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
State Street Bank And Trust Co Of Nh 20 Trafalgar Square
Nashua, NH, 03063