Form D · Other Investment Fund
Genesis Emerging Markets Opportunities Fund Plc
Dublin, L2 · CIK 0001486366
Offering snapshot reported Mar 13, 2015 · SEC filing
- Reported sold
- $145M Indefinite offering
- Investors reported
- 24 Form D · investor count
- Minimum accepted
- $140K Reported outside-investor minimum
- First sale
- Sep 3, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 13, 2015 | Amendment | $145,452,398 | $0vs Mar 12, 2014 | 24 | SEC filing |
| Mar 12, 2014 | Amendment | $145,452,398 | $116,529,398vs Mar 15, 2011 | 24 | SEC filing |
| Mar 8, 2013 | Amendment | $118,072,398 | $89,149,398vs Mar 15, 2011 | 23 | SEC filing |
| Mar 19, 2012 | Amendment | $63,200,000 | $34,277,000vs Mar 15, 2011 | 23 | SEC filing |
| Mar 14, 2012 | Initial | $63,200,000 | No comparison | 23 | SEC filing |
| Mar 15, 2011 | Amendment | $28,923,000 | -$13,077,000vs Mar 15, 2010 | 21 | SEC filing |
| Mar 15, 2010 | Initial | $42,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-139590
Source: Form D, filed Mar 13, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
GENESIS EMERGING MARKETS OPPORTUNITIES FUND PUBLIC LIMITED COMPANY
Investment adviser: GENESIS ASSET MANAGERS, LLP
- Gross asset value
- $89.1M
- Beneficial owners
- 9
- ADV minimum commitment
- $5M
Reported in Form ADV on Sep 12, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 844479 · Sep 12, 2014 · Schedule D 7.B.(1), fund 805-9519577838
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul Ballantyne | Executive, Promoter |
| Arindam Bhattacharjee | Executive, Promoter |
| Stephen Birkett | Executive, Promoter |
| Mel Carvill | Executive, Promoter |
| David De Sousa Seaman | Executive, Promoter |
| Andrew Elder | Executive, Promoter |
| Chris Ellyatt | Executive, Promoter |
| Paul Greatbatch | Executive, Promoter |
| John Hallam | Executive, Promoter |
| Peter Hames | Executive, Promoter |
| Mark Huntley | Executive, Promoter |
| James Juracka | Executive, Promoter |
| Evgeny Kuznetsov | Executive, Promoter |
| Paul Mc Naughton | Director |
| Karen Roydon | Executive, Promoter |
| Martyn Ryan | Director, Executive, Promoter |
| Mark Thorne | Director |
| Catherine Vlasto | Executive, Promoter |
| Yiyong Yang | Executive, Promoter |
| Yi Yong Yang | Executive, Promoter |
| Karen Yerburgh | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Dublin, L2, 2