Form D · Hedge Fund

GENESIS ASSET OPPORTUNITY FUND L.P.

New York, NY · CIK 0001471865

Offering snapshot reported Sep 12, 2016 · SEC filing

Reported sold
$12.2M
Indefinite offering
Investors reported
45
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Oct 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.12M$12.2MSep 15, 2009Sep 15, 2010: $5,850,000.00Sep 12, 2011: $5,850,000.00Sep 12, 2012: $5,850,000.00Sep 12, 2013: $11,517,423.00Sep 11, 2014: $12,033,577.00Sep 11, 2015: $12,244,875.00Sep 12, 2016: $12,244,875.00Sep 12, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 12, 2016Amendment$12,244,875$0vs Sep 11, 201545SEC filing
Sep 11, 2015Amendment$12,244,875$211,298vs Sep 11, 201445SEC filing
Sep 11, 2014Amendment$12,033,577$516,154vs Sep 12, 201344SEC filing
Sep 12, 2013Amendment$11,517,423$5,667,423vs Sep 12, 201243SEC filing
Sep 12, 2012Amendment$5,850,000$0vs Sep 12, 201110SEC filing
Sep 12, 2011Amendment$5,850,000$0vs Sep 15, 201010SEC filing
Sep 15, 2010Amendment$5,850,000No comparison10SEC filing
Sep 15, 2009InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-134427

Source: Form D, filed Sep 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GENESIS ASSET OPPORTUNITY FUND L.P.

Investment adviser: GENESIS CAPITAL ADVISORS, LLC

Gross asset value
$6.02M
Beneficial owners
4
ADV minimum commitment
$250K

Reported in Form ADV on Mar 25, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian CHARLES SCHWAB & CO., INC. NEW YORK, New York, United States Related to adviser: No
Custodian FIRST REPUBLIC SECURITIES COMPANY, LLC NEW YORK, New York, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC NEW YORK, New York, United States Related to adviser: No
Custodian NETWORK 1 FINANCIAL SECURITIES INC. RED BANK, New Jersey, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

FIRST REPUBLIC SECURITIES COMPANY, LLC
SEC 8-52973

INTERACTIVE BROKERS LLC
SEC 8-47257

NETWORK 1 FINANCIAL SECURITIES INC.
SEC 8-29471

Filing source

Form ADV 1519875 · Mar 25, 2021 · Schedule D 7.B.(1), fund 805-1390832632

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ethan E. Benovitz Executive, Promoter
Jaime Hartman Executive, Promoter
Daniel J. Saks Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1919 Avenue Of The Americas 19 Th Floor
New York, NY, 10036