Form D · Hedge Fund

GENESEE BALANCED FUND, LTD.

Road Town, Tortola, D8 · CIK 0001457313

Offering snapshot reported Aug 21, 2017 · SEC filing

Reported sold
$36M
Indefinite offering
Investors reported
121
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2000
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$51.1M$102MMar 16, 2009: $102,130,995.00Mar 16, 2009Mar 1, 2010: $26,785,798.00Mar 1, 2011: $26,785,798.00Mar 8, 2012: $27,035,798.00Mar 8, 2013: $32,178,001.00Mar 11, 2014: $31,923,177.00Aug 21, 2015: $35,799,977.00Aug 19, 2016: $35,999,977.00Aug 21, 2017: $36,044,977.00Aug 21, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$35,999,977 → $36,044,977

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 21, 2017Amendment$36,044,977$45,000vs Aug 19, 2016121SEC filing
Aug 19, 2016Amendment$35,999,977$200,000vs Aug 21, 2015121SEC filing
Aug 21, 2015Amendment$35,799,977$3,876,800vs Mar 11, 2014120SEC filing
Mar 11, 2014Amendment$31,923,177-$254,824vs Mar 8, 201394SEC filing
Mar 8, 2013Amendment$32,178,001$5,142,203vs Mar 8, 201287SEC filing
Mar 8, 2012Amendment$27,035,798$250,000vs Mar 1, 201171SEC filing
Mar 1, 2011Amendment$26,785,798$0vs Mar 1, 201070SEC filing
Mar 1, 2010Amendment$26,785,798-$75,345,197vs Mar 16, 200970SEC filing
Mar 16, 2009Initial$102,130,995No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-127913

Source: Form D, filed Aug 21, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GENESEE BALANCED FUND LTD

Investment adviser: GENESEE INVESTMENTS LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 28, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1304049 · Mar 28, 2019 · Schedule D 7.B.(1), fund 805-1677687871

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gordon W. Casey Director
Howard Coleman Executive
Genesee Investments Llc Executive
Donald R. Morken Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Citco B.V.I. Limited, Citco Building Wickhams Cay, Box 662
Road Town, Tortola, D8, VG 1110