Form D · Other

GENCO SHIPPING & TRADING LTD

New York, NY · CIK 0001326200

Offering snapshot reported Nov 1, 2016 · SEC filing

Reported sold
$125M
Offering amount: $125M
Investors reported
48
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 4, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$62.5M$125MOct 19, 2016: $125,000,000.00Oct 19, 2016Nov 1, 2016: $125,000,000.00Nov 1, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors18 → 48

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 1, 2016Amendment$125,000,000$0vs Oct 19, 201648SEC filing
Oct 19, 2016Initial$125,000,000No comparison18SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$2.32M
Finders' fees
$0
Form D file number
021-272864

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Jefferies LLC2347Jefferies LLC · CRD 2347
DNB Markets, Inc.127605DNB Markets, Inc. · CRD 127605
Fearnley Securities, Inc174133Fearnley Securities, Inc · CRD 174133
ABN AMRO Securities (USA) LLC151796ABN AMRO Securities (USA) LLC · CRD 151796
Credit Agricole Corporate and Investment BankNoneCredit Agricole Securities (USA) Inc. · CRD 190
DVB Capital Markets LLC138349DVB Capital Markets LLC · CRD 138349
Skandinaviska Enskilda Banken AB (publ)NoneSEB Securities, Inc. · CRD 23710

Source: Form D, filed Nov 1, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph Adamo Executive
John Brantl Director
Eugene I. Davis Director
James G. Dolphin Director
Peter Kirchof Director
Kevin Mahony Director
Basil D. Mavroleon Director
Arthur L. Regan Director
Bao D. Truong Director
John C. Wobensmith Executive
Apostolos Zafolias Executive

Issuer details

Industry: Other (See others in industry)

Address:
299 Park Avenue 12 Th Floor
New York, NY, 10171