Form D · Other

iANTHUS CAPITAL HOLDINGS, INC.

Toronto, A6 · CIK 0001643154

Offering snapshot reported Mar 18, 2020 · SEC filing

Reported sold
$26.6M
Offering amount: $32M
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 15, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.3M$26.6MMar 28, 2019: $5,000,000.00Mar 28, 2019Mar 18, 2020: $26,593,333.00Mar 18, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,000,000 → $26,593,333
  • Reported investors1 → 3

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 18, 2020Amendment$26,593,333$21,593,333vs Mar 28, 20193SEC filing
Aug 13, 2019Amendment$12,563,845$90,975vs Nov 23, 201857SEC filing
Apr 18, 2019Amendment$420,000$300,000vs Nov 6, 20182SEC filing
Mar 28, 2019Initial$5,000,000No comparison1SEC filing
Mar 4, 2019Initial$482,576No comparison2SEC filing
Nov 29, 2018Initial$475,000No comparison1SEC filing
Nov 29, 2018Initial$160,000No comparison1SEC filing
Nov 23, 2018Amendment$12,472,870$15,407vs May 17, 201856SEC filing
Nov 6, 2018Initial$120,000No comparison1SEC filing
Oct 12, 2018Initial$587,634No comparison5SEC filing
Jul 10, 2018Initial$342,220No comparison2SEC filing
May 29, 2018Initial$10,000,001No comparison2SEC filing
May 29, 2018Initial$40,000,000No comparison2SEC filing
May 17, 2018Amendment$12,457,463$4,428,807vs Feb 20, 201854SEC filing
Apr 24, 2018Initial$4,113,323No comparison8SEC filing
Mar 16, 2018Initial$0No comparison6SEC filing
Mar 16, 2018Initial$0No comparison5SEC filing
Feb 20, 2018Initial$8,028,656No comparison16SEC filing
Feb 1, 2018Initial$20,000,000No comparison1SEC filing
Feb 1, 2018Initial$30,500,000No comparison72SEC filing
Dec 5, 2017Initial$2,227,645No comparison20SEC filing
Dec 5, 2017Initial$0No comparison1SEC filing
Nov 29, 2017Amendment$0$0vs Oct 18, 20174SEC filing
Oct 18, 2017Initial$3,000,000No comparison4SEC filing
Oct 18, 2017Initial$0No comparison4SEC filing
Jun 28, 2017Initial$82,682No comparison2SEC filing
Dec 20, 2016Initial$51,562No comparison2SEC filing
Dec 20, 2016Amendment$46,507$26,562vs Oct 7, 20162SEC filing
Nov 30, 2016Initial$1,111,468No comparison27SEC filing
Oct 7, 2016Initial$19,945No comparison2SEC filing
Oct 7, 2016Initial$8,998,907No comparison8SEC filing
May 27, 2015Initial$40,980No comparison1SEC filing

Offering details

Securities
Debt, Option to acquire, Security to be acquired, Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-335968
Total Offering Amount: (a) $26M Debentures; (b) $3,993,777* interest plus (c) $1,999,994 warrants (311041x$6.43). There is no assurance the warrants, expiring 15-Mar-2022, will be exercised. *Interest payable subject to decrease if principal is converted.
Unsecured 8% convertible debenture due March 15, 2023; principal convertible at $5.92/common share, and up to 50% of interest convertible at market price. Plus warrants.

Source: Form D, filed Mar 18, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ethan Anderson Executive
Richard Boxer Executive
Joy Chen Director
Ray Chevalier Executive
Savio Chiu Executive
David Eaton Director
Diane M Ellis Director
Hadley Ford Director, Executive, Promoter
Robert Galvin Director
John Henderson Executive
Julius Kalcevich Director, Executive
Todd Karnig Executive
Herrick Lau Director
Randy Maslow Director, Executive
Michael P Muldowney Director
Carlos Perea Executive
Robert Petch Director
Paul Rosen Director
Ronan Sabo Walsh Director
Elizabeth Stavola Director, Executive
Pat Tiernan Executive
David Velisek Director, Executive
Robert M Whelan Jr. Director

Issuer details

Industry: Other (See others in industry)

Address:
Suite 2740, 22 Adelaide Street
Toronto, A6, M5H 4E3