Form D · Private Equity Fund

GEMSPRING CAPITAL FUND III-A, LP

Westport, CT · CIK 0001957324

Offering snapshot reported Jan 26, 2023 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 26, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-471891

The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests. The Total Offering Amount is distributed among the Issuer and its related parallel funds.

Placement agent fees to be paid based upon a fee schedule. Such fees are offset dollar-for-dollar against the management fees payable by the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
ASANTE CAPITAL GROUP ADVISORS, LLC	155178

Source: Form D, filed Jan 26, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GEMSPRING CAPITAL FUND III-A, LP

Investment adviser: GEMSPRING CAPITAL MANAGEMENT, LP

Gross asset value: $747M
Beneficial owners: 64
ADV minimum commitment: $10M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP NEW YORK, New York, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Marketer ASANTE CAPITAL GROUP ADVISORS LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE, LLP
PCAOB 34

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

ASANTE CAPITAL GROUP ADVISORS LLC
CRD 155178 · SEC 8-68701

Filing source

Form ADV 2082351 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-2214694714

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Malcolm Appelbaum	Executive, Promoter
John Tucker	Executive, Promoter
Bret Wiener	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

54 Wilton Road
Westport, CT, 06880