Form D · Private Equity Fund

GEMS Fund 4, L.P.

Chicago, IL · CIK 0001642402

Offering snapshot reported Oct 7, 2021 · SEC filing

Reported sold
$113M
Offering amount: $113M
Investors reported
92
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$56.5M$113MJun 12, 2015: $80,460,900.00Jun 12, 2015Oct 14, 2015: $99,248,500.00Oct 11, 2016: $101,503,000.00Oct 10, 2017: $113,071,200.00Oct 9, 2018: $113,071,200.00Oct 8, 2019: $113,071,200.00Oct 7, 2020: $113,071,200.00Oct 7, 2021: $113,071,200.00Oct 7, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 7, 2021Amendment$113,071,200$0vs Oct 7, 202092SEC filing
Oct 7, 2020Amendment$113,071,200$0vs Oct 10, 201792SEC filing
Oct 8, 2019Amendment$113,071,200$0vs Oct 9, 201892SEC filing
Oct 9, 2018Amendment$113,071,200$0vs Oct 10, 201792SEC filing
Oct 10, 2017Amendment$113,071,200$11,568,200vs Oct 11, 201692SEC filing
Oct 11, 2016Amendment$101,503,000$2,254,500vs Oct 14, 201578SEC filing
Oct 14, 2015Amendment$99,248,500$18,787,600vs Jun 12, 201573SEC filing
Jun 12, 2015Initial$80,460,900No comparison41SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-241615

Source: Form D, filed Oct 7, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GEMS FUND 4, L.P.

Investment adviser: GC ADVISORS LLC

Gross asset value
$139M
Beneficial owners
94
ADV minimum commitment
$0

Reported in Form ADV on Aug 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian U.S. BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

WELLS FARGO BANK, NATIONAL ASSOCIATION
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 2127574 · Aug 28, 2026 · Schedule D 7.B.(1), fund 805-7962446242

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Golub Onshore Gp, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
150 S. Wacker Drive, Suite 800
Chicago, IL, 60606