Form D · Other Real Estate

Gemini Opportunity Fund IV, LLC

New York, NY · CIK 0001489519

Offering snapshot reported Feb 27, 2012 · SEC filing

Reported sold
$6.51M
Offering amount: $50M
Investors reported
46
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Nov 17, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.25M$6.51MJun 18, 2010Feb 24, 2011: $2,440,000.00Feb 24, 2011Feb 27, 2012: $6,505,000.00Feb 27, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,440,000 → $6,505,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 27, 2012Amendment$6,505,000$4,065,000vs Feb 24, 201146SEC filing
Feb 24, 2011Amendment$2,440,000No comparison46SEC filing
Jun 18, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$515K (estimated)
Finders' fees
$0
Form D file number
021-143703
Selling Group Members will receive a selling commission equal to 7% of the gross proceeds. Aspen Equity Partners, LLC receives 1% of the gross proceeds for acting as wholesaler.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MCL Financial Group, Inc.41180
Vanguard Capital22081
EDI Financial, Inc.15699
Berthel Fisher13609
Independent Financial Group, Inc.7717
Madison Avenue Securities23224
Girard Securities, Inc.18697
Aspen Equity Partners, LLC104035
Centaurus Financial, Inc.30833
Sandlapper Securities137906
Emerson Equity, LLC130032

Source: Form D, filed Feb 27, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven Graines Executive
Philip Hopsod Executive
Christopher La Mack Executive
Ryan Mason Executive
Dante Massaro Executive
Christopher T. Mc Devitt Executive
William Obeid Executive
Alex Ovalle Executive
William Stelma Executive
Michael Sullivan Executive
Jeffrey Weissman Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
200 Park Avenue South Suite 1305
New York, NY, 10003