Form D · Other Real Estate
Gemini Opportunity Fund III, LLC
New York, NY · CIK 0001454251
Offering snapshot reported Jul 22, 2009 · SEC filing
- Reported sold
- Yet to sell Offering amount: $35M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 22, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.45M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-132984
Estimated sales commissions to be paid based on total offering amount.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Choice Investments | 17665 | |
| EDI Financial | 15699 | |
| Girard Securities | 18697 | |
| MCL Financial | 41180 | |
| National Securities | 7569 | |
| Professional Asset Management | 21125 | |
| Alternative Wealth Strategies | 130933 |
Source: Form D, filed Jul 22, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christopher F. La Mack | Executive |
| Dante A. Massaro | Executive |
| William T. Obeid | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
200 Park Avenue South Suite 1305
New York, NY, 10003
New York, NY, 10003