Form D · Construction
GEM0102 Investments, LLC
Alhambra, CA · CIK 0001559480
Offering snapshot reported Oct 3, 2012 · SEC filing
- Reported sold
- Yet to sell Offering amount: $1.5M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 3, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-184932
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Yvonne Yiu | 3135460 | Key West Investments, LLC. · CRD 149418 |
Source: Form D, filed Oct 3, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephen Chan | Executive |
Issuer details
Industry: Construction (See others in industry)
Address:
407 W. Valley Blvd Suite 4
Alhambra, CA, 91801
Alhambra, CA, 91801