Form D · Other Investment Fund

GEM SBO Fund III (Cayman), LP

Charlotte, NC · CIK 0002102853

Offering snapshot reported Apr 29, 2026 · SEC filing

Reported sold
$25.5M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 2, 2026
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 7

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 29, 2026Amendment$25,500,000No comparison7SEC filing
Jan 30, 2026InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$75K
Finders' fees
$0
Form D file number
021-571974

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
HARRIS WILLIAMS113930

Source: Form D, filed Apr 29, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GEM SBO FUND III (CAYMAN), LP

Investment adviser: GLOBAL ENDOWMENT MANAGEMENT, LP

Gross asset value
$1.01M
Beneficial owners
1
ADV minimum commitment
$250K

Reported in Form ADV on Aug 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI CORPORATION OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP BOSTON, Massachusetts, United States
Custodian CITIZENS BANK PROVIDENCE, Rhode Island, United States Related to adviser: No
Marketer HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
CRD 131452 · SEC 8-66464

Filing source

Form ADV 2125298 · Aug 28, 2026 · Schedule D 7.B.(1), fund 805-7057718280

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard S. Abraham Executive
N/A Gem Gp Sbo Iii, Llc Executive
N/A Global Endowment Management, L.P. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
224 W. Tremont Avenue
Charlotte, NC, 28203