Form D · Other Investment Fund

GEM REALTY FUND IV LP

Chicago, IL · CIK 0001453333

Offering snapshot reported Dec 23, 2009 · SEC filing

Reported sold: $194M
Investors reported: 49
Minimum accepted: $100K
First sale: Dec 18, 2008

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 23, 2009	Amendment	$194,270,000	No comparison	49	SEC filing
Dec 31, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-125669

Compensation will be paid to Quince Hill Partners, LLC only if securities of the Issuer are sold to certain specified persons and entities. To date, no such sales have occurred.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
THOMAS FOSTER	1737922	QUINCE HILL PARTNERS, LLC · CRD 119614

Source: Form D, filed Dec 23, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GEM REALTY FUND IV, L.P.

Investment adviser: GEM CAPITAL, L.P.

Gross asset value: $44.8M
Beneficial owners: 126
ADV minimum commitment: $5M

Reported in Form ADV on Mar 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG, LLP CHICAGO, Illinois, United States

Custodian BANK OF AMERICA, N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian CANADIAN IMPERIAL BANK OF COMMERCE CHICAGO, Illinois, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG, LLP
PCAOB 185

CANADIAN IMPERIAL BANK OF COMMERCE
LEI 2IGI19DL77OX0HC3ZE78

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1731116 · Mar 30, 2023 · Schedule D 7.B.(1), fund 805-8308908537

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
GEM REALTY FUND IV LP (this fund)	Dec 23, 2009	$194,270,000	49
GEM REALTY FUND V, L.P.	Feb 28, 2013	Yet to sell	0
GEM REALTY FUND VI, L.P.	Apr 14, 2016	Yet to sell	0
GEM REALTY FUND VII, L.P.	Oct 14, 2021	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Craig R. Caffarelli	Executive
Michael A. Elrad	Executive
Gary Freeman	Executive
Norman S. Geller	Executive
Neal Gumbin	Executive
Barry A. Malkin	Executive
Denise A. Olsen	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

900 North Michigan Avenue Suite 1450
Chicago, IL, 60611