Form D · Hedge Fund

GEM Fundamental Opportunities Long Short Equity Fund LP

Lone Tree, CO · CIK 0001675721

Offering snapshot reported Mar 16, 2017 · SEC filing

Reported sold: $11.2M
Investors reported: 18
Minimum accepted: $500K
First sale: Aug 1, 2016

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 18

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 16, 2017	Amendment	$11,189,837	No comparison	18	SEC filing
May 31, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-264077

Source: Form D, filed Mar 16, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GEM FUNDAMENTAL OPPORTUNITIES LONG SHORT EQUITY FUND, LP

Investment adviser: GALLACHER CAPITAL MANAGEMENT LLC

Gross asset value: $9.77M
Beneficial owners: 21
ADV minimum commitment: $500K

Reported in Form ADV on Dec 5, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator TRIDENT FUND SERVICES ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY ENGLEWOOD, Colorado, United States

Custodian CANTOR FITZGERALD & CO. NEW YORK, New York, United States Related to adviser: No

Prime broker CANTOR FITZGERALD & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY
PCAOB 469596

CANTOR FITZGERALD & CO.
SEC 8-201

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

Filing source

Form ADV 1256163 · Dec 5, 2018 · Schedule D 7.B.(1), fund 805-2265218505

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kevin Gallacher	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10465 Park Meadows Drive #107
Lone Tree, CO, 80124