Form D · Other Investment Fund

SMS FUND, A SERIES OF GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP

Charlotte, NC · CIK 0001467914

Offering snapshot reported Apr 12, 2018 · SEC filing

Reported sold
$112M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$55.9M$112MJul 13, 2009: $47,697,324.00Jul 13, 2009Oct 7, 2011: $66,890,822.00Oct 1, 2012: $66,890,822.00Oct 1, 2013: $72,865,822.00Sep 18, 2014: $79,865,822.00Sep 17, 2015: $79,865,822.00Apr 13, 2016: $108,660,688.00Apr 12, 2017: $108,660,688.00Apr 12, 2018: $111,810,688.00Apr 12, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$108,660,688 → $111,810,688

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 12, 2018Amendment$111,810,688$3,150,000vs Apr 12, 20171SEC filing
Apr 12, 2017Amendment$108,660,688$0vs Apr 13, 20161SEC filing
Apr 13, 2016Amendment$108,660,688$28,794,866vs Sep 17, 20151SEC filing
Sep 17, 2015Amendment$79,865,822$0vs Sep 18, 20141SEC filing
Sep 18, 2014Amendment$79,865,822$7,000,000vs Oct 1, 20131SEC filing
Oct 1, 2013Amendment$72,865,822$5,975,000vs Oct 1, 20121SEC filing
Oct 1, 2012Amendment$66,890,822$0vs Oct 7, 20112SEC filing
Oct 7, 2011Amendment$66,890,822$19,193,498vs Jul 13, 20092SEC filing
Jul 13, 2009Initial$47,697,324No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-132651

Source: Form D, filed Apr 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SMS FUND, A SERIES OF GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP

Investment adviser: GLOBAL ENDOWMENT MANAGEMENT, LP

Gross asset value
$124M
Beneficial owners
2
ADV minimum commitment
$0

Reported in Form ADV on Nov 26, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI CORPORATION OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP BOSTON, Massachusetts, United States
Custodian THE BANK OF NEW YORK MELLON CORPORATION EVERETT, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1253336 · Nov 26, 2018 · Schedule D 7.B.(1), fund 805-1028291966

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
J. Porter Durham, Jr. Executive
General Partner Gef Gp, Lp Promoter
N/A Global Endowment Management, L.P. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Gef Gp, Lp 550 South Tryon Street, Suite 3500
Charlotte, NC, 28202