Form D · Hedge Fund

Gavea Participation Fund LLC

New York, NY · CIK 0001569066

Offering snapshot reported Nov 8, 2013 · SEC filing

Reported sold
$500K
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 1, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 8, 2013Initial$500,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$12.5K
Finders' fees
$0
Form D file number
021-206040
Estimated maximum aggregate sales commission to be paid to selling agents. The sales commission to be deducted from the investor's subscription amount varies from 0% to 2.5% based on the investor's cumulative investment in the HedgeAccess program.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Nov 8, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Louis Costabile Director, Executive
Keith D. Glenfield Director, Executive
N/A Merill Lynch Alternative Investments Llc ("Mlai") Promoter
Colleen Rose Rusch Director, Executive
Steven Lawrence Suss Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Mlai, 4 World Financial Center 250 Vesey Street, 11th Floor
New York, NY, 10080