Form D · Hedge Fund

Gator Financial Partners QP, LLC

Tampa, FL · CIK 0001607989

Offering snapshot reported Mar 16, 2015 · SEC filing

Reported sold
$10.5M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.24M$10.5MMay 27, 2014: $4,050,000.00May 27, 2014Mar 16, 2015: $10,489,912.00Mar 16, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,050,000 → $10,489,912
  • Reported investors2 → 4

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2015Amendment$10,489,912$6,439,912vs May 27, 20144SEC filing
May 27, 2014Initial$4,050,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$8.4K (estimated)
Finders' fees
$0
Form D file number
021-218006

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Oakpoint Advisors, LLCNoneFrontier Solutions, LLC · CRD 136102
CCM Opportunistic Advisors, LLC156112Mid-Continent Security Advisors · CRD 120448
Oakpoint Solutions, LLC171775

Source: Form D, filed Mar 16, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GATOR FINANCIAL PARTNERS QP, LLC

Investment adviser: GATOR CAPITAL MANAGEMENT, LLC

Gross asset value
$9.28M
Beneficial owners
12
ADV minimum commitment
$100K

Reported in Form ADV on Aug 19, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS FUND SERVICES, INC. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KAUFMAN ROSSIN MIAMI, Florida, United States
Custodian INTERACTIVE BROKERS CORP. CHICAGO, Illinois, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO BANK TAMPA, Florida, United States Related to adviser: No
Marketer CCM OPPORTUNISTIC ADVISORS, LLC HOUSTON, Texas, United States Related to adviser: No
Marketer GAR WOOD SECURITIES, LLC DEL MAR, California, United States Related to adviser: No
Marketer OAKPOINT SOLUTIONS, LLC TAMPA, Florida, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS CORP. CHICAGO, Illinois, United States
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

INTERACTIVE BROKERS CORP.
SEC 8-53615

JEFFERIES LLC
SEC 8-15074

CCM OPPORTUNISTIC ADVISORS, LLC
CRD 156112 · SEC 801-73169

GAR WOOD SECURITIES, LLC
CRD 138033 · SEC 8-67143

OAKPOINT SOLUTIONS, LLC
CRD 171775 · SEC 8-69477

INTERACTIVE BROKERS CORP.
CRD 117942 · SEC 8-53615

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1035942 · Aug 19, 2016 · Schedule D 7.B.(1), fund 805-7574970879

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Gator Capital Management, Llc Promoter
Derek Pilecki Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 S. Ashley Drive Suite 895
Tampa, FL, 33602