Form D · Private Equity Fund

Garrison Opportunity Fund IV A LLC

New York, NY · CIK 0001605646

Offering snapshot reported Apr 16, 2015 · SEC filing

Reported sold
$262M
Offering amount: $800M
Investors reported
10
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Mar 28, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$131M$262MApr 16, 2014: $55,550,000.00Apr 16, 2014Apr 16, 2015: $261,590,000.00Apr 16, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$55,550,000 → $261,590,000
  • Reported investors5 → 10

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 16, 2015Amendment$261,590,000$206,040,000vs Apr 16, 201410SEC filing
Apr 16, 2014Initial$55,550,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-215743
Total Offering Amount applies to Issuer and parallel entities. Total Amount Sold applies to Issuer. Total Remaining to be Sold (TRS) may be sold by Issuer or parallel entities. Parallel entity sales of $45,500,000 have reduced TRS to $492,910,000.

Source: Form D, filed Apr 16, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GARRISON OPPORTUNITY FUND IV A LLC

Investment adviser: GARRISON INVESTMENT GROUP LP

Gross asset value
$43M
Beneficial owners
10
ADV minimum commitment
$5M

Reported in Form ADV on Mar 25, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS GLOBAL FUND SERVICES, INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MEISEL ,TUTEUR, LEWIS, PC ROSELAND, New Jersey, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MEISEL ,TUTEUR, LEWIS, PC
PCAOB 3861

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

Filing source

Form ADV 1849942 · Mar 25, 2024 · Schedule D 7.B.(1), fund 805-7271584086

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brian Chase Executive
N/A Garrison Investment Management Llc Promoter
N/A Garrison Opportunity Fund Iv A Mm Llc Promoter
Steven S. Stuart Executive
Joseph Tansey Executive
Julian Weldon Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1290 Avenue Of The Americas Suite 914
New York, NY, 10104