Form D · Hedge Fund

Garrison Financial Assets Fund LLC

New York, NY · CIK 0001476713

Offering snapshot reported Dec 2, 2009 · SEC filing

Reported sold
$12M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 16, 2009
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 2, 2009Initial$12,000,000No comparison3SEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-136559

Source: Form D, filed Dec 2, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GARRISON FINANCIAL ASSETS FUND LLC

Investment adviser: GARRISON INVESTMENT GROUP LP

Gross asset value
$543K
Beneficial owners
5
ADV minimum commitment
$5M

Reported in Form ADV on Nov 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76

Filing source

Form ADV 1254943 · Nov 29, 2018 · Schedule D 7.B.(1), fund 805-2247589030

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brian Chase Executive
N/A Garrison Financial Assets Mm Llc Promoter
N/A Garrison Investment Management Llc Promoter
Steven Stuart Executive
Joseph Tansey Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Garrison Financial Assets Mm Llc 1350 Avenue Of The Americas
New York, NY, 10019