Form D · Hedge Fund

GARGOYLE ENHANCED ALPHA FUND L.P.

Englewood, NJ · CIK 0001542545

Offering snapshot reported Jan 16, 2020 · SEC filing

Reported sold
$36.3M
Indefinite offering
Investors reported
82
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.1M$36.3MFeb 15, 2012: $4,845,512.00Feb 15, 2012Mar 6, 2012: $4,845,512.00Mar 13, 2013: $22,298,000.00Apr 27, 2015: $30,311,076.00Apr 27, 2015: $30,311,076.00Apr 26, 2016: $26,326,682.00Apr 28, 2016: $26,326,682.00Apr 27, 2017: $17,299,513.00Jun 18, 2018: $36,069,643.00Jan 16, 2020: $36,269,643.00Jan 16, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$36,069,643 → $36,269,643
  • Reported investors81 → 82

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 16, 2020Amendment$36,269,643$200,000vs Jun 18, 201882SEC filing
Jun 18, 2018Amendment$36,069,643$18,770,130vs Apr 27, 201781SEC filing
Apr 27, 2017Amendment$17,299,513-$9,027,169vs Apr 28, 201655SEC filing
Apr 28, 2016Amendment$26,326,682$0vs Apr 26, 201669SEC filing
Apr 26, 2016Amendment$26,326,682-$3,984,394vs Apr 27, 201569SEC filing
Apr 27, 2015Amendment$30,311,076$0vs Apr 27, 201573SEC filing
Apr 27, 2015Amendment$30,311,076$8,013,076vs Mar 13, 201373SEC filing
Mar 13, 2013Amendment$22,298,000$17,452,488vs Mar 6, 201265SEC filing
Mar 6, 2012Amendment$4,845,512$0vs Feb 15, 201221SEC filing
Feb 15, 2012Initial$4,845,512No comparison21SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-173515
Though marketers/placement agents have been engaged, no compensation has been paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
GAR WOOD SECURITIES, LLC138033
J.H. DARBIE & CO., INC.43520

Source: Form D, filed Jan 16, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GARGOYLE ENHANCED ALPHA FUND L.P.

Investment adviser: GARGOYLE INVESTMENT ADVISOR L.L.C.

Gross asset value
$11M
Beneficial owners
33
ADV minimum commitment
$100K

Reported in Form ADV on May 19, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (US) INC. ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN & COMPANY, LTD. HUNT VALLEY, Maryland, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Marketer J.H. DARBIE & CO., INC. NEW YORK, New York, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COHEN & COMPANY, LTD.
PCAOB 925

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN6

INTERACTIVE BROKERS LLC
SEC 8-47257

J.H. DARBIE & CO., INC.
CRD 43520

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 1424245 · May 19, 2020 · Schedule D 7.B.(1), fund 805-6308619513

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas F. Concannon Executive
Harvey J. Easterling Director, Executive, Promoter
N/A Gargoyle Asset Management L.L.C. Director, Executive, Promoter
N/A Gargoyle Group Holdings L.L.C. Director, Executive
N/A Gargoyle Investment Advisor L.L.C. Promoter
Charles Goodgal Director, Executive, Promoter
William J. Irwin Executive
Alan S. Mackenzie Executive
Alan S. Mac Kenzie Executive, Promoter
Phillip S. Martin Executive
Joshua B. Parker Executive
Bruce T. Rogoff Director, Executive, Promoter
Alan L. Salzbank Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
285 Grand Avenue Building One
Englewood, NJ, 07631-4369