Form D · Other Investment Fund

GAP VII Industrial Co-Invest Intermediary II LLC

Westport, CT · CIK 0001623893

Offering snapshot reported Nov 3, 2014 · SEC filing

Reported sold
$2.8M
Offering amount: $2.8M
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 20, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 3, 2014Initial$2,802,137No comparison2SEC filing

Offering details

Securities
Equity, Debt, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$1.95M (estimated)
Finders' fees
$0
Form D file number
021-227549
The offering is part of a $65 million offering across multiple entities.
The $1,950,000 estimated sales commission represents the aggregate sales commission for a $65 million offering of interests in multiple entities.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
T.H. Associates FZENone

Source: Form D, filed Nov 3, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GAP VII INDUSTRIAL CO-INVEST INTERMEDIARY II, LLC

Investment adviser: GREENFIELD PARTNERS, LLC

Gross asset value
$3.54M
Beneficial owners
2
ADV minimum commitment
$35K

Reported in Form ADV on Nov 5, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor WHITTLESEY & HADLEY, P.C. HARTFORD, Connecticut, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO BANK, NA SAN FRANCISCO, California, United States Related to adviser: No
Marketer TH ASSOCIATES FZE DUBAI, United Arab Emirates Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Filing source

Form ADV 953612 · Nov 5, 2015 · Schedule D 7.B.(1), fund 805-7349611981

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul Altieri Executive
Michael Bradley Executive
N/A Gap Vii Industrial Blocker Manager, Llc Promoter
Eugene A Gorab Executive
N/A Greenfield Partners, Llc Promoter
Barry Marcus Executive
Rajesh G Menon Executive
James S Nix Executive
Dean A Sotter Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2 Post Road West
Westport, CT, 06880