Form D · Other Investment Fund

GAM US Institutional Trading II L.P.

Road Town, Tortola, D8 · CIK 0001496537

Offering snapshot reported Feb 7, 2018 · SEC filing

Reported sold
$175M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jul 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$243M$486MJul 14, 2010: $75,000,000.00Jul 14, 2010Feb 28, 2012: $75,000,000.00Jan 2, 2013: $75,000,000.00Feb 24, 2014: $486,040,000.00Feb 24, 2015: $174,663,000.00Feb 24, 2015: $174,663,000.00Feb 11, 2016: $174,663,000.00Feb 7, 2017: $174,663,000.00Feb 7, 2018: $174,663,000.00Feb 7, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 7, 2018Amendment$174,663,000$0vs Feb 7, 201713SEC filing
Feb 7, 2017Amendment$174,663,000$0vs Feb 11, 201613SEC filing
Feb 11, 2016Amendment$174,663,000$0vs Feb 24, 201513SEC filing
Feb 24, 2015Amendment$174,663,000$0vs Feb 24, 201513SEC filing
Feb 24, 2015Amendment$174,663,000-$311,377,000vs Feb 24, 201413SEC filing
Feb 24, 2014Amendment$486,040,000$411,040,000vs Jan 2, 201316SEC filing
Jan 2, 2013Amendment$75,000,000$0vs Feb 28, 20121SEC filing
Feb 28, 2012Amendment$75,000,000$0vs Jul 14, 20101SEC filing
Jul 14, 2010Initial$75,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-144895
Details are disclosed in Issuer's PPM

Source: Form D, filed Feb 7, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GAM US INSTITUTIONAL TRADING II L.P.

Investment adviser: GAM USA INC.

Gross asset value
$20.7M
Beneficial owners
1
ADV minimum commitment
$5M

Reported in Form ADV on Sep 27, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GAM FUND MANAGEMENT LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: Yes
Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland
Custodian ABN AMRO CLEARING BANK N.V. AMSTERDAM, Netherlands Related to adviser: No
Marketer GAM SERVICES, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1366

GAM SERVICES, INC.
CRD 25631 · SEC 8-42036

Filing source

Form ADV 1347320 · Sep 27, 2019 · Schedule D 7.B.(1), fund 805-2550684497

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Gam Fund Management Limited Promoter
N/A Gam International Management Limited Promoter
N/A Gam Limited Promoter
N/A Gam Usa Inc. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Craigmuir Chambers Box 71
Road Town, Tortola, D8, VG1110