Form D · Hedge Fund

GAM INSTITUTIONAL DIVERSITY INC.

Road Town, Tortola, D8 · CIK 0001375819

Offering snapshot reported Sep 8, 2022 · SEC filing

Reported sold
$174M
Offering amount: $174M
Investors reported
3
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Sep 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$87.1M$174MMay 27, 2021: $174,257,600.00May 27, 2021May 27, 2022: $174,257,600.00May 27, 2022Sep 8, 2022: $174,257,600.00Sep 8, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 8, 2022Amendment$174,257,600$0vs May 27, 20223SEC filing
May 27, 2022Amendment$174,257,600$0vs May 27, 20213SEC filing
May 27, 2021Amendment$174,257,600No comparisonNot reportedSEC filing
Jun 1, 2020Amendment$174,257,600$0vs May 29, 20209SEC filing
May 29, 2020Amendment$174,257,600$0vs May 30, 20199SEC filing
May 30, 2019Amendment$174,257,600$0vs Feb 7, 20199SEC filing
May 30, 2019Amendment$174,257,600$0vs Feb 7, 20199SEC filing
Feb 7, 2019Amendment$174,257,600$0vs Feb 7, 20189SEC filing
Feb 7, 2018Amendment$174,257,600$7,600vs Feb 7, 20179SEC filing
Feb 7, 2017Amendment$174,250,000$0vs Feb 11, 20169SEC filing
Feb 11, 2016Amendment$174,250,000$1,000,000vs Feb 11, 20159SEC filing
Feb 11, 2015Amendment$173,250,000-$72,730,000vs Feb 12, 20149SEC filing
Feb 12, 2014Amendment$245,980,000-$707,520,000vs Jan 2, 201316SEC filing
Jan 2, 2013Amendment$953,500,000$0vs Jan 4, 201220SEC filing
Jan 4, 2012Amendment$953,500,000$0vs Dec 9, 201020SEC filing
Dec 9, 2010Amendment$953,500,000$0vs Mar 26, 201020SEC filing
Mar 26, 2010Initial$953,500,000No comparison20SEC filing
May 7, 2009Amendment$987,891,915No comparisonNot reportedSEC filing
May 4, 2009Amendment$987,891,915No comparisonNot reportedSEC filing
Sep 15, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-94840
Fund closed as of June 30, 2022, remaining sold amount is $0.
Details are disclosed in Issuer's PPM

Source: Form D, filed Sep 8, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GAM INSTITUTIONAL DIVERSITY INC.

Investment adviser: GAM USA INC.

Gross asset value
$109M
Beneficial owners
1
ADV minimum commitment
$5M

Reported in Form ADV on Dec 16, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GAM FUND MANAGEMENT LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: Yes
Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland
Custodian ABN AMRO CLEARING BANK N.V. AMSTERDAM, Netherlands Related to adviser: No
Marketer GAM SERVICES, INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1366

GAM SERVICES, INC.
CRD 25631 · SEC 8-42036

Filing source

Form ADV 1694985 · Dec 16, 2022 · Schedule D 7.B.(1), fund 805-3655591627

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Timothy Pierce Dana Director
Peter L Everson Director
N/A Gam Fund Management Limited Promoter
N/A Gam Gp Inc Promoter
N/A Gam International Management Limited Promoter
N/A Gam Limited Promoter
N/A Gam Usa Inc. Promoter
Andrew Hanges Director
Jozef Charles Hendriks Director
Paul B Hubbard Director
Maxwell L.H. Quin Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Craigmuir Chambers P0 Box 71
Road Town, Tortola, D8, VG1110