Form D · Other Banking and Financial Services
GAM Holding AG
New York, NY · CIK 0001438848
Offering snapshot reported Nov 8, 2016 · SEC filing
- Reported sold
- $0 Indefinite offering
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 26, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 8, 2016 | Initial | $0 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-273992
The company issued performance units to employees as part of grants of long term incentive awards. The value of the performance units cannot be calculated at the present time.
Source: Form D, filed Nov 8, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tim Dana | Executive |
| Johannes A. De Gier | Director |
| Diego Du Monceau | Director |
| Ezra S. Field | Director |
| Alexander S. Friedman | Executive |
| Larry Hatheway | Executive |
| Martin Jufer | Executive |
| Richard Mc Namara | Executive |
| Benjamin Meuli | Director |
| Nancy Mistretta | Director |
| Hugh Scott Barrett | Director |
| Scott Sullivan | Executive |
| Craig Wallis | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
C/O Gam Usa Inc One Rockefeller Plaza
New York, NY, 10020
New York, NY, 10020