Form D · Hedge Fund

GAM Global Rates Series, a Series of LHP Atlas Fund, LLC

Palm Beach Gardens, FL · CIK 0001683646

Offering snapshot reported Feb 15, 2019 · SEC filing

Reported sold
$18.5M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Sep 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12M$23.9MSep 13, 2016: $23,930,868.00Sep 13, 2016Feb 15, 2017: $22,315,082.00Feb 15, 2017Feb 15, 2018: $18,132,634.00Feb 15, 2018Feb 15, 2019: $18,455,544.00Feb 15, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$18,132,634 → $18,455,544
  • Reported investors20 → 17

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 15, 2019Amendment$18,455,544$322,910vs Feb 15, 201817SEC filing
Feb 15, 2018Amendment$18,132,634-$5,798,234vs Sep 13, 201620SEC filing
Feb 15, 2017Amendment$22,315,082-$1,615,786vs Sep 13, 201617SEC filing
Sep 13, 2016Initial$23,930,868No comparison16SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-270489
The Total Amount Sold herein reflects the net asset value of the Issuer as of 12/31/18.
If placement agents are employed by the Fund, they may receive ongoing compensation in respect of selling interests.

Source: Form D, filed Feb 15, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GAM GLOBAL RATES SERIES, A SERIES OF LHP ATLAS FUND LLC

Investment adviser: LIGHTHOUSE INVESTMENT PARTNERS, LLC

Gross asset value
$17.4M
Beneficial owners
15
ADV minimum commitment
$1M

Reported in Form ADV on Aug 28, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP FORT LAUDERDALE, Florida, United States
Custodian THE BANK OF NEW YORK MELLON CORP. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Filing source

Form ADV 1453760 · Aug 28, 2020 · Schedule D 7.B.(1), fund 805-5021489224

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gam Global Rates Segregated Portfolio Lhp Atlas Fund, Llc Promoter
N/A Gam International Management Limited Promoter
N/A Lighthouse Investment Partners, Llc Promoter
Sean G. Mc Gould Executive
J. Scott Perkins Executive
Kelly R. Perkins Executive
Robert P. Swan, Iii Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3801 Pga Boulevard Suite 500
Palm Beach Gardens, FL, 33410