Form D · Other Investment Fund

GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC

Hamilton, D0 · CIK 0001484560

Offering snapshot reported Jul 17, 2023 · SEC filing

Reported sold
$202M
Indefinite offering
Investors reported
53
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Aug 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$101M$202MJul 15, 2021: $201,913,503.00Jul 15, 2021Jul 15, 2022: $201,913,503.00Jul 15, 2022Jul 17, 2023: $201,913,503.00Jul 17, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 17, 2023Amendment$201,913,503$0vs Jul 15, 202253SEC filing
Jul 15, 2022Amendment$201,913,503$0vs Jul 15, 202153SEC filing
Jul 15, 2021Amendment$201,913,503No comparisonNot reportedSEC filing
Jul 15, 2020Amendment$201,913,503$0vs Jul 15, 201953SEC filing
Jul 15, 2019Amendment$201,913,503$0vs Jun 1, 201853SEC filing
Jun 1, 2018Amendment$201,913,503$0vs Jun 2, 201753SEC filing
Jun 2, 2017Amendment$201,913,503$0vs Oct 30, 201553SEC filing
Oct 30, 2015Amendment$201,913,503$194,913,503vs Oct 27, 201453SEC filing
Oct 27, 2014Amendment$7,000,000-$500,000vs Dec 10, 20131SEC filing
Dec 10, 2013Amendment$7,500,000$7,000,000vs Feb 14, 20134SEC filing
Feb 14, 2013Amendment$500,000$0vs Jun 15, 20123SEC filing
Jun 15, 2012Amendment$500,000$0vs Feb 24, 20103SEC filing
Feb 24, 2010Initial$500,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-139007

Source: Form D, filed Jul 17, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GAM GLOBAL RATES HEDGE FUND (US DOMICILE)

Investment adviser: GAM LONDON LIMITED

Gross asset value
$47.8M
Beneficial owners
6
ADV minimum commitment
$500K

Reported in Form ADV on Mar 8, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1366

Filing source

Form ADV 1287956 · Mar 8, 2019 · Schedule D 7.B.(1), fund 805-6062781601

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nicholas J. Beverly Director
N/A Gam Limited Promoter
Gam Limited Promoter
Gail Wright Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Wessex House 45 Reid Street
Hamilton, D0, HM12