Form D · Other Investment Fund

GAM Absolute Return Bond Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC

Hamilton, D0 · CIK 0001478104

Offering snapshot reported Jun 1, 2018 · SEC filing

Reported sold
$34.9M
Indefinite offering
Investors reported
85
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 2, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.4M$34.9MDec 4, 2009Dec 10, 2013: $20,538,000.00Oct 27, 2014: $20,538,000.00Oct 30, 2015: $34,889,000.00Jun 2, 2017: $34,889,000.00Jun 1, 2018: $34,889,000.00Jun 1, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 1, 2018Amendment$34,889,000$0vs Jun 2, 201785SEC filing
Jun 2, 2017Amendment$34,889,000$0vs Oct 30, 201585SEC filing
Oct 30, 2015Amendment$34,889,000$14,351,000vs Oct 27, 201485SEC filing
Oct 27, 2014Amendment$20,538,000$0vs Dec 10, 201356SEC filing
Dec 10, 2013Amendment$20,538,000No comparison56SEC filing
Jan 2, 2013AmendmentYet to sellNo comparison0SEC filing
Feb 28, 2012AmendmentYet to sellNo comparison0SEC filing
Jan 7, 2011AmendmentYet to sellNo comparison0SEC filing
Dec 4, 2009InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-136631

Source: Form D, filed Jun 1, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GAM ABSOLUTE RETURN BOND FUND (US DOMICILE)

Investment adviser: GAM LONDON LIMITED

Gross asset value
$20.6M
Beneficial owners
52
ADV minimum commitment
$100K

Reported in Form ADV on Aug 25, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland
Custodian STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1036881 · Aug 25, 2016 · Schedule D 7.B.(1), fund 805-5310660848

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nicholas J. Beverley Director
N/A Gam Limited Promoter
James L. Gibbons Director
The Hon. Sir David J. Gibbons Director
David Gibbons Director
Andrew Hanges Director
Peter J. Hardy Director
Gail Wright Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Wessex House 45 Reid Street
Hamilton, D0, HM12